Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Klass is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Charlotte, North Carolina. Ian Klass has been in the financial services industry since February 5, 2002. Ian Klass holds multiple licenses and designations, including Series 7, Series 66, and Series 24. Ian Klass has experience working with various clients, including individuals, corporations, pension and profit-sharing plans, investment companies, and insurance companies. Previously, Ian Klass worked at BLACKROCK FUND DISTRIBUTION COMPANY, BARCLAYS GLOBAL INVESTORS SERVICES, and BANC OF AMERICA INVESTMENT SERVICES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
07/08/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NJ
10/08/2009 - 10/14/2010
BLACKROCK FUND DISTRIBUTION COMPANY (JERSEY CITY NJ)
NJ
10/14/2009 - 12/31/2009
BARCLAYS GLOBAL INVESTORS SERVICES (JERSEY CITY NJ)
NY
12/15/2008 - 09/10/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
10/10/2007 - 12/31/2008
COLUMBIA MANAGEMENT DISTRIBUTORS, INC. (NEW YORK NY)
NY
11/04/2002 - 10/11/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NC
07/27/2001 - 07/13/2002
COASTAL DISCOUNT STOCKBROKERS, INC. (WILMINGTON NC)
BOTH
Issued 08/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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