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Ian C Dick

Harbour Investments, Inc.

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About Ian C Dick

Ian Dick is a registered representative and investment advisor representative with Harbour Investments, Inc. in Fort Wayne, IN. Ian has been in the financial services industry since 2003. Ian is registered with FINRA as a General Securities Representative and holds a Series 66 license. Ian's previous employers include Securities America, Inc., Fintegra, LLC and Multi-Financial Securities Corporation.

Firm Information

Ian Dick is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Ian Dick’s Registration & Firm History

IN

02/05/2020 - Present

Harbour Investments, Inc. (Fort Wayne IN)

IN

07/31/2015 - 05/25/2016

SECURITIES AMERICA, INC. (FORT WAYNE IN)

IN

06/18/2009 - 08/04/2015

FINTEGRA, LLC (FORT WAYNE IN)

IN

01/01/2004 - 06/17/2009

MULTI-FINANCIAL SECURITIES CORPORATION (FORT WAYNE IN)

OH

10/09/2003 - 01/01/2004

VESTAX SECURITIES CORPORATION (HUDSON OH)

MN

07/29/2003 - 09/16/2003

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

IN

06/12/2003 - 06/20/2003

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

06/12/2003 - 06/20/2003

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

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Licenses & Designations

BOTH

Issued 08/25/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Ian C Dick. Review regulatory record here.
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