Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Arrowsmith is a Registered Representative and Investment Advisor Representative. Ian is a licensed professional with over 27 years of experience in the securities industry. Ian holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE. Ian is currently employed by Scarborough Capital Management. Prior to joining Scarborough Capital Management, Ian worked for SII INVESTMENTS, INC., Royal Alliance Associates, Inc., T. Rowe Price Investment Services, Inc., and New England Securities. Ian is registered with the state of Maryland and over 40 other states in the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
01/08/2024 - Present
Scarborough Capital Management (ANNAPOLIS MD)
MD
12/19/2008 - 12/31/2017
SII INVESTMENTS, INC. (ANNAPOLIS MD)
MD
06/15/1999 - 12/23/2008
ROYAL ALLIANCE ASSOCIATES, INC. (ANNAPOLIS MD)
MD
01/22/1997 - 06/24/1999
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NY
04/18/1996 - 07/26/1996
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 06/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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