Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Alton Zaffino is a financial advisor with Oppenheimer & Co. Inc.. Ian has been working in the financial services industry since November 1997. Ian is registered with FINRA and holds Series 4, 7, 10, 24, 63, 87 and SIE licenses. Ian is a Chartered Financial Analyst. Prior to joining Oppenheimer & Co. Inc., Ian worked at CREDIT SUISSE FIRST BOSTON CORPORATION, ISRAEL A. ENGLANDER & CO., INC., FAIRCHILD FINANCIAL GROUP, INC., and INVESTORS ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
04/07/2021 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
MI
01/13/2004 - 07/21/2004
ISRAEL A. ENGLANDER & CO., INC. (BIRMINGHAM MI)
NY
08/31/1998 - 12/31/2002
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NY
08/07/1998 - 08/21/1998
FAIRCHILD FINANCIAL GROUP, INC. (NEW YORK NY)
NY
04/23/1997 - 08/07/1998
IAR SECURITIES CORP. (NEW YORK NY)
NJ
10/16/1996 - 05/09/1997
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
BC
Issued 10/28/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/23/1997
Series 4 - Registered Options Principal Examination
BC
Issued 07/07/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2004
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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