Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ian? Claim Your ProfileIan Southall is an investment advisor representative with Cetera Investment Advisers LLC. Ian has been in the financial services industry for more than 10 years. Ian is registered to provide investment advisory services in Oregon and Washington. Ian also holds Series 6, 7, 63, and 65 securities licenses, as well as the SIE. Ian is affiliated with Cetera Investment Advisers LLC since May 2024, previously working at Equitable Advisors, LLC. Ian's previous employment history includes work with AXA Advisors, LLC and Equitable Advisors, LLC, among others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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WA
05/01/2024 - Present
Cetera Investment Advisers LLC (RENTON WA)
WA
02/20/2013 - 09/21/2023
EQUITABLE ADVISORS, LLC (FEDERAL WAY WA)
IA
Issued 03/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2013
Series 7 - General Securities Representative Examination
BC
Issued 02/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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