Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iain? Claim Your ProfileIain John wesley Scott is a financial professional with over 10 years of experience in the industry. Iain is currently registered with The Leaders Group, Inc. and has previously been registered with SPEARHEAD CAPITAL, LLC, INNOVATION PARTNERS LLC, and M HOLDINGS SECURITIES, INC. Iain holds the Series 6, Series 63 and SIE licenses. Iain is licensed to conduct business in California, Delaware, New York, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
09/12/2019 - Present
THE Leaders Group, Inc. (LITTLETON CO)
FL
01/21/2016 - 12/27/2018
SPEARHEAD CAPITAL, LLC (WELLINGTON FL)
NC
03/20/2014 - 11/17/2015
INNOVATION PARTNERS LLC (CHARLOTTE NC)
OR
12/08/2009 - 09/16/2013
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
BC
Issued 10/28/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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