Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iain? Claim Your ProfileIain Balfour is a financial professional with over 8 years of experience in the industry. Iain is currently registered with LPL Financial LLC and previously worked with Ameriprise Financial Services, LLC and Investment Professionals, Inc. Iain holds the Series 7, Series 99TO and SIE licenses and specializes in a variety of financial services, including portfolio management, financial planning, and pension consulting. Iain's experience and qualifications make him a valuable resource for individuals and families seeking financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
01/26/2024 - Present
LPL Financial LLC (FORT MILL SC)
TX
09/11/2018 - 02/04/2024
AMERIPRISE FINANCIAL SERVICES, LLC (San Antonio TX)
TX
08/14/2018 - 09/11/2018
INVESTMENT PROFESSIONALS, INC. (SAN ANTONIO TX)
SC
05/14/2016 - 08/29/2018
LPL FINANCIAL LLC (FORT MILL SC)
BC
Issued 01/26/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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