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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iain? Claim Your ProfileIain Alexander Whyte is a financial advisor with over 16 years of experience in the industry. Iain is currently registered with Pasadena Private Wealth, LLC. Prior to this, Iain was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Purshe Kaplan Sterling Investments. Iain holds a Series 66, Series 7, Series 3 and Series 79 licenses, and has been active in the investment advisory industry since December of 2002. Iain specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
05/18/2018 - Present
Pasadena Private Wealth, LLC (PASADENA CA)
CA
05/18/2018 - 12/07/2018
PURSHE KAPLAN STERLING INVESTMENTS (Pasadena CA)
CA
12/12/2002 - 05/22/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PASADENA CA)
BOTH
Issued 12/30/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/14/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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