Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Iain? Claim Your ProfileIain Walker is a financial advisor with Wells Fargo Advisors Financial Network, LLC in Boulder, Colorado. Iain has been working in the industry since 1995. In addition to Iain's experience at Wells Fargo Advisors Financial Network, LLC, Iain has also worked for Citigroup Global Markets Inc. and Prudential Securities Incorporated. Iain has a strong background in financial planning and investment management. Iain provides investment consulting services to institutional clients and offers financial planning, pension consulting, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/23/2016 - Present
Wells Fargo Advisors Financial Network, LLC (BOULDER CO)
CO
04/06/2001 - 04/09/2009
CITIGROUP GLOBAL MARKETS INC. (BROOMFIELD CO)
NY
09/15/1995 - 04/12/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/25/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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