Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Ia phan? Claim Your ProfileIa Phan Jones is a financial advisor registered with Cetera Investment Advisers LLC, with over 12 years of experience in the financial services industry. Ia has been a registered representative since 2008. Ia holds a Series 7, Series 6, Series 63 and Series 66 licenses, as well as the Securities Industry Essentials Examination (SIE). Ia has previously worked with firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Smith Barney, and Wells Fargo Clearing Services, LLC. Ia specializes in providing financial advice to individuals, families, and businesses. Ia also provides financial planning, pension consulting, and portfolio management services. Ia has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/07/2020 - Present
Cetera Investment Advisers LLC (SAN DIEGO CA)
CA
09/07/2016 - 11/05/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
10/19/2011 - 09/14/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RANCHO SANTA FE CA)
CA
06/04/2010 - 08/19/2011
MORGAN STANLEY SMITH BARNEY (LA MESA CA)
CA
04/21/2008 - 04/20/2010
TRANSAMERICA FINANCIAL ADVISORS, INC (LA MESA CA)
BOTH
Issued 7/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/29/2010
Series 7 - General Securities Representative Examination
BC
Issued 4/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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