Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you I-chen? Claim Your ProfileI-chen Le is an investment advisor representative associated with Wells Fargo Clearing Services, LLC, a firm registered with the Securities and Exchange Commission. I-chen has been in the industry since 2005 and holds licenses in California and Texas. I-chen is also a Certified Financial Planner. The advisor is also a registered representative with Wells Fargo Advisors LLC. I-chen works out of the Fontana, CA office. I-chen is registered with the following states: Arizona, California, Colorado, Indiana, Montana, Nevada, South Dakota, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/02/2018 - Present
Wells Fargo Clearing Services, LLC (FONTANA CA)
CA
05/28/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SAN BERNARDINO CA)
CA
05/04/2007 - 05/20/2008
WAMU INVESTMENTS, INC. (SAN BERNARDINO CA)
CA
04/04/2005 - 05/07/2007
NATIONAL PLANNING CORPORATION (CORONA CA)
IA
Issued 02/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/02/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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