Unclaimed
Hyun Kuan Cho is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Hyun is a financial professional with over a decade of experience. Hyun has worked in the financial services industry for over 10 years, and has held various positions at D&A Enterprises, INC., PNC Financial Services Group, INC., Bank of America, N.A. and currently at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hyun holds multiple licenses and certifications, including the Series 66, Series 10, Series 9, SIE, and Series 7 exams. Hyun is currently registered in 53 states and the District of Columbia. Hyun's areas of specialization include portfolio management for businesses and individuals, as well as pension consulting. Hyun has a strong commitment to providing clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
12/20/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
BOTH
Issued 12/19/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/15/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/10/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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