Unclaimed
Hwa jin Kim is a registered investment advisor representative with TLG Advisors, Inc., a firm with a history of providing financial advice and services. Hwa jin Kim has been in the industry since February 12, 2017, and has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and pension and profit-sharing plans. Hwa jin Kim is also a registered representative and has the Series 6, 7, 63 and 65 securities licenses. In addition to working with TLG Advisors, Inc., Hwa jin Kim is also an executive vice president at EMP Financial Network and an independent insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
06/07/2024 - Present
TLG Advisors, Inc. (Los Angeles CA)
CA
04/05/2022 - 06/10/2024
AMERITAS INVESTMENT COMPANY, LLC (LOS ANGELES CA)
CA
10/26/2016 - 12/15/2021
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
IA
Issued 12/07/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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