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Huy G Nguyen

BOK Financial Securities, Inc.

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About Huy G Nguyen

Huy Nguyen is a financial advisor registered with Bok Financial Securities, Inc. Nguyen has been working in the financial industry since December 2019 and has been registered with the firm since February 2021. Nguyen provides portfolio management services to individuals and businesses, as well as financial planning and educational seminars. Nguyen is licensed to provide securities and investment advice in Kansas and Missouri.

Firm Information

Huy Nguyen is currently registered with BOK Financial Securities, Inc.. BOK Financial Securities, Inc. is a corporation formed on December 23, 1985, headquartered in Tulsa, Oklahoma. The firm provides financial planning, educational seminars, and portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer advice about securities in any manner not described above and provide selection of other advisers services. BOK Financial Securities, Inc. is registered with the SEC and in all 50 states, the District of Columbia, and the Virgin Islands. The firm has approximately 737 million dollars in assets under management.
BOK Financial Securities, Inc.

ONE WILLIAMS CENTER

TULSA, OK 74102

$737.56M

Assets Under Management

Not reported

Total Clients

311

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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furnishes advice about securities in any manner not described above.

Furnishes advice about securities in any manner not described above.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Huy Nguyen’s Registration & Firm History

KS

02/16/2021 - Present

BOK Financial Securities, Inc. (Overland Park KS)

KS

12/16/2019 - 03/03/2021

WELLS FARGO CLEARING SERVICES, LLC (OVERLAND PARK KS)

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Licenses & Designations

BOTH

Issued 01/30/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/16/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Huy G Nguyen.
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