Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Huy? Claim Your ProfileHuy Dinh Pham is a financial advisor registered with LPL Financial LLC in Newport Beach, California. Huy has been in the financial industry since December 2011. Huy has experience with UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and MLV & CO. LLC. Huy Dinh Pham is also a licensed real estate rental owner and owner of Newport Premier Wealth Management LLC. Huy Dinh Pham has a Series 7, Series 63, and Series 65 licenses and has taken the SIE exam. Huy Dinh Pham has a strong track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
03/15/2024 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
07/19/2017 - 03/18/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEWPORT BEACH CA)
CA
04/25/2014 - 08/10/2017
UBS FINANCIAL SERVICES INC. (IRVINE CA)
NY
02/19/2010 - 06/28/2012
MLV & CO. LLC (NEW YORK NY)
IA
Issued 06/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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