Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Huy? Claim Your ProfileHuy Dang Bui is a financial advisor at RBC Capital Markets, LLC in Minneapolis, MN. Huy has been in the financial services industry since 2021. Huy has experience working at U.S. BANCORP INVESTMENTS, INC., LPL FINANCIAL LLC and PRINCIPAL SECURITIES, INC.. Huy is registered with FINRA and the state of Minnesota. Huy holds Series 7, 63, and SIE licenses. Huy specializes in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/26/2023 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
09/22/2022 - 10/27/2023
U.S. BANCORP INVESTMENTS, INC. (WAYZATA MN)
WI
03/18/2022 - 06/10/2022
LPL FINANCIAL LLC (ALTOONA WI)
MN
07/13/2021 - 03/08/2022
PRINCIPAL SECURITIES, INC. (ROSEVILLE MN)
MO
12/21/2020 - 06/25/2021
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BC
Issued 01/05/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/19/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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