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Huy Binh Chau

Charles Schwab & CO., Inc.

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About Huy Binh Chau

Huy Binh Chau is an investment advisor representative with Charles Schwab & CO., Inc. located in Phoenix, Arizona. Huy has been in the securities industry since August 16, 2021. Huy is licensed in 51 states and the District of Columbia, as well as in Arizona as an investment advisor. Huy has a strong background in the financial services industry with experience at Charles Schwab & Co., Inc., Vexcel, Star Marianas Air, Southwest Airlines and Student.

Firm Information

Huy Chau is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Huy Chau’s Registration & Firm History

AZ

06/19/2024 - Present

Charles Schwab & CO., Inc. (Phoenix AZ)

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Licenses & Designations

BOTH

Issued 06/14/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/03/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2022

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/04/2022

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 07/06/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Huy Binh Chau.
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