Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Huxley? Claim Your ProfileHuxley Joachim Pinto is a financial advisor with Wells Fargo Clearing Services, LLC. Huxley has been in the industry since 2011 and is registered as a Registered Representative in Florida. Huxley has also passed several industry exams including the Series 7, Series 66, and the Series 9 and 10. Huxley's previous employer was Merrill Lynch, Pierce, Fenner & Smith Incorporated. Huxley is currently located in PALM BEACH GARDENS, Florida and works at the Wells Fargo Clearing Services, LLC office located at 3399 PGA BLVD 4TH FL, [SUPPORT CENTER], 33410.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2012 - Present
Wells Fargo Clearing Services, LLC (PALM BEACH GARDENS FL)
FL
09/08/2011 - 05/02/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH GARDENS FL)
BOTH
Issued 10/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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