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Hussain Ali Fawaz

Texas Capital Bank Private Wealth Advisors

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About Hussain Ali Fawaz

Hussain Fawaz is an investment advisor representative registered in Texas and currently affiliated with Texas Capital Bank Private Wealth Advisors. Hussain has been in the securities industry since April 29, 2006, and has experience at several other firms including Sentry Equity Services, Inc., GWFS Equities, Inc., PURSHE KAPLAN STERLING INVESTMENTS and Lincoln Financial Advisors Corporation. Hussain is also a shareholder in Capstone Gifted.

Firm Information

Hussain Fawaz is currently registered with Texas Capital Bank Private Wealth Advisors. Texas Capital Bank Private Wealth Advisors is a Dallas, TX-based firm with approximately $1 billion - $10 billion in assets under management. They offer financial planning, selection of other advisors, and portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. They have 9 licensed agents, 62 investment adviser reps, and 36 registered representatives. Their client base includes high-net-worth individuals, corporations or other businesses, charitable organizations, investment companies, and state or municipal government entities. They are also a participant in wrap fee programs.
Texas Capital Bank Private Wealth Advisors

2000 MCKINNEY AVENUE

DALLAS, TX 75201

$3.38B

Assets Under Management

Not reported

Total Clients

67

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hussain Fawaz’s Registration & Firm History

TX

07/15/2024 - Present

Texas Capital Bank Private Wealth Advisors (DALLAS TX)

PA

05/22/2023 - 05/24/2024

MID ATLANTIC CLEARING & SETTLEMENT CORPORATION (PITTSBURGH PA)

WI

08/14/2017 - 08/25/2022

SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)

TX

05/25/2016 - 04/03/2017

GWFS EQUITIES, INC. (DALLAS TX)

TX

08/06/2015 - 05/16/2016

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

TX

12/06/2012 - 01/03/2015

GWFS EQUITIES, INC. (DALLAS TX)

TX

04/09/2012 - 11/19/2012

PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)

TX

10/04/2007 - 03/08/2012

LINCOLN FINANCIAL ADVISORS CORPORATION (MCKINNEY TX)

CA

03/07/2007 - 08/27/2007

TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)

TX

08/16/2005 - 12/10/2005

H.D. VEST INVESTMENT SERVICES (DALLAS TX)

TX

11/17/2003 - 06/17/2004

VERITRUST FINANCIAL, LLC (AUSTIN TX)

TX

02/03/2000 - 10/22/2001

CONSORTIUM INVESTMENTS, LTD. (WACO TX)

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Licenses & Designations

IA

Issued 07/13/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/01/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/05/2020

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hussain Ali Fawaz.
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