Unclaimed
Hussain Fawaz is an investment advisor representative registered in Texas and currently affiliated with Texas Capital Bank Private Wealth Advisors. Hussain has been in the securities industry since April 29, 2006, and has experience at several other firms including Sentry Equity Services, Inc., GWFS Equities, Inc., PURSHE KAPLAN STERLING INVESTMENTS and Lincoln Financial Advisors Corporation. Hussain is also a shareholder in Capstone Gifted.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
TX
07/15/2024 - Present
Texas Capital Bank Private Wealth Advisors (DALLAS TX)
PA
05/22/2023 - 05/24/2024
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION (PITTSBURGH PA)
WI
08/14/2017 - 08/25/2022
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
TX
05/25/2016 - 04/03/2017
GWFS EQUITIES, INC. (DALLAS TX)
TX
08/06/2015 - 05/16/2016
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
TX
12/06/2012 - 01/03/2015
GWFS EQUITIES, INC. (DALLAS TX)
TX
04/09/2012 - 11/19/2012
PURSHE KAPLAN STERLING INVESTMENTS (DALLAS TX)
TX
10/04/2007 - 03/08/2012
LINCOLN FINANCIAL ADVISORS CORPORATION (MCKINNEY TX)
CA
03/07/2007 - 08/27/2007
TRANSAMERICA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
TX
08/16/2005 - 12/10/2005
H.D. VEST INVESTMENT SERVICES (DALLAS TX)
TX
11/17/2003 - 06/17/2004
VERITRUST FINANCIAL, LLC (AUSTIN TX)
TX
02/03/2000 - 10/22/2001
CONSORTIUM INVESTMENTS, LTD. (WACO TX)
IA
Issued 07/13/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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