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Husnia Lutfi

Charles Schwab & CO., Inc.

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About Husnia Lutfi

Husnia Lutfi is an investment advisor representative with Charles Schwab & CO., Inc. Husnia has been in the securities industry for over 8 years and has experience working for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC. Husnia holds the Series 63, Series 65, Series 7TO and SIE licenses.

Firm Information

Husnia Lutfi is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Husnia Lutfi’s Registration & Firm History

CA

02/16/2022 - Present

Charles Schwab & CO., Inc. (Milpitas CA)

CA

04/11/2023 - 12/31/2023

TD AMERITRADE, INC. (PLEASANTON CA)

CA

11/13/2020 - 01/02/2022

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PLEASANTON CA)

CA

04/16/2020 - 09/15/2020

WELLS FARGO CLEARING SERVICES, LLC (BRENTWOOD CA)

CA

03/26/2019 - 08/08/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)

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Licenses & Designations

IA

Issued 08/31/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/07/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2019

Series 7TO - General Securities Representative Examination

BC

Issued 12/06/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Husnia Lutfi.
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