Unclaimed
Huong Nguyen Pham is a registered representative with J.P. Morgan Securities LLC. Huong has been in the securities industry since October 13, 2020, and is currently registered in Alaska and California. Huong specializes in investment companies, variable contracts, mutual funds, exchange-traded funds, and 529 plans. Huong has passed the Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
08/02/2021 - Present
J.p. Morgan Securities LLC (SANTA ROSA CA)
CA
10/13/2020 - 02/12/2021
J.P. MORGAN SECURITIES LLC (SANTA ROSA CA)
BC
Issued 09/28/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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