Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Huntington? Claim Your ProfileHuntington Hardwick Simmons is an active Investment Advisor Representative (IAR) with Morgan Stanley and has been working in the financial services industry since 1995. Simmons holds a Series 63, Series 66, Series 7, Series 3, Series 55, and Series 24 license and is registered in 38 states. Simmons is also a registered Investment Advisor Representative in Texas. Prior to working at Morgan Stanley, Simmons was employed by CRT Capital Group LLC, UBS Securities LLC, UBS PaineWebber Inc, Bear, Stearns & Co. Inc, Salomon Brothers Inc, Lehman Brothers Inc, Lehman Government Securities Inc, and Lehman Special Securities Inc. Simmons has experience in providing a range of financial advisory services, including portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CT
04/08/2020 - Present
Morgan Stanley (Stamford CT)
CT
07/05/2005 - 09/29/2011
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
12/14/2000 - 05/25/2005
UBS SECURITIES LLC (NEW YORK NY)
NJ
03/27/2000 - 03/28/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
12/17/1997 - 04/05/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
07/29/1996 - 01/06/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
10/08/1993 - 12/06/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/08/1993 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
10/08/1993 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BOTH
Issued 08/24/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/06/1995
Series 3 - National Commodity Futures Examination
BC
Issued 12/03/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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