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Hunter Ryan Sims

Hilltop Securities Inc.

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About Hunter Ryan Sims

Hunter Ryan Sims is a financial advisor with Hilltop Securities Inc. Hunter has been working in the financial services industry since 2011. Hunter has a strong background in investment advisory services and holds both Series 66 and Series 7 licenses, Hunter specializes in providing financial planning, portfolio management, and educational seminars to individuals, high-net-worth individuals, corporations, and pension and profit sharing plans. Hunter has been registered in multiple states including Texas, Arizona, Florida, California, Virginia, Nevada, and Kansas. Prior to joining Hilltop Securities Inc, Hunter was a financial advisor with BBVA Securities Inc. Hunter has a strong understanding of the financial markets and can help clients achieve their financial goals.

Firm Information

Hunter Sims is currently registered with Hilltop Securities Inc.. Hilltop Securities Inc. is a corporation formed in 1991 and headquartered in Dallas, Texas. They are a registered investment advisor with over $1 billion in assets under management, serving a diverse client base including individuals, corporations, and charitable organizations. The firm provides a range of services including financial planning, portfolio management, educational seminars, and publication of periodicals. Their website and LinkedIn profile provide further information about their services and team.
Hilltop Securities Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.87B

Assets Under Management

9

Total Clients

402

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Hunter Sims’s Registration & Firm History

TX

06/29/2022 - Present

Hilltop Securities Inc. (AUSTIN TX)

TX

10/22/2014 - 06/30/2021

BBVA SECURITIES INC. (BEE CAVE TX)

AZ

03/28/2014 - 10/09/2014

J.P. MORGAN SECURITIES LLC (PHOENIX AZ)

AZ

10/18/2011 - 03/18/2014

AXA ADVISORS, LLC (SCOTTSDALE AZ)

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Licenses & Designations

BOTH

Issued 04/04/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Hunter Ryan Sims. Review regulatory record here.
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