Unclaimed
Hunter Matthew Brown is a financial professional with over 17 years of experience in the financial services industry. He has held positions at UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and is currently registered with Rothschild & Co. US Inc. and Redburn Atlantic. Hunter Matthew Brown is licensed to conduct business in California, Connecticut, Florida, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, and Texas. He holds FINRA Series 7, 24, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/07/2023 - Present
Rothschild & Co. US Inc. (NEW YORK NY)
NY
07/23/2009 - 07/07/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
11/18/2004 - 07/16/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 01/12/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
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