Unclaimed
Hunter Hockaday Bentley is a financial advisor at UBS Financial Services Inc. Hunter has been in the industry since 2012 and has a Series 7, Series 63, and Series 66 license. Hunter also has an active Investment Advisor Representative registration in Texas. Hunter has a strong track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Hunter is committed to providing personalized financial advice to help clients achieve their financial goals. Before UBS Financial Services Inc. Hunter worked at NEWBRIDGE SECURITIES CORPORATION and INVESTORS CAPITAL CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/18/2014 - Present
UBS Financial Services Inc. (HOUSTON TX)
NY
10/18/2012 - 12/11/2013
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
CT
08/02/2012 - 10/17/2012
INVESTORS CAPITAL CORP. (GREENWICH CT)
BOTH
Issued 02/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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