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Hung T Sam

Kovack Advisors, Inc.

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About Hung T Sam

Hung Sam is a financial advisor with over 7 years of experience in the financial services industry. Hung is currently registered with Kovack Advisors, Inc. and Kovack Securities, Inc. Hung has a Series 66, Series 7 and SIE licenses. Hung previously worked with Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Hung specializes in providing financial planning and portfolio management services to individuals, businesses, and high-net-worth clients. Hung also provides investment advisory services to corporations and other businesses.

Firm Information

Hung Sam is currently registered with Kovack Advisors, Inc.. Kovack Advisors, Inc. is an investment advisor headquartered in FT. LAUDERDALE, FL. The firm manages $4.29 billion in assets for a variety of clients, including high-net-worth individuals, corporations, individuals other than high-net-worth, and pension and profit-sharing plans. Kovack Advisors provides financial planning, portfolio management for businesses and individuals, and selection of other advisors. The firm employs 229 licensed agents and 300 investment adviser representatives. The firm's SEC number is 801-63048.
Kovack Advisors, Inc.

6451 N. FEDERAL HWY

FT. LAUDERDALE, FL 33308

$4.29B

Assets Under Management

1,602

Total Clients

264

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hung Sam’s Registration & Firm History

FL

08/11/2021 - Present

Kovack Advisors, Inc. (FT. LAUDERDALE FL)

CA

07/29/2016 - 12/02/2020

WELLS FARGO CLEARING SERVICES, LLC (LAGUNA NIGUEL CA)

CA

02/18/2013 - 08/02/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA NIGUEL CA)

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Licenses & Designations

BOTH

Issued 03/25/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 3 public disclosures for Hung T Sam. Review regulatory record here.
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