Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hung? Claim Your ProfileHung Phuc Nguyen is an Investment Advisor Representative with Guardian Financial Partners, LLC. Hung has been in the financial services industry since 1997. He is a Certified Financial Planner™ professional. Hung holds the Series 7, Series 63, and Series 65 licenses. Hung has previously worked at WELLS FARGO CLEARING SERVICES, LLC and PRUDENTIAL SECURITIES INCORPORATED. Hung provides financial planning and portfolio management services to individuals, corporations, and charitable organizations. Guardian Financial Partners, LLC is a Registered Investment Advisor that has been in business since 2017. They specialize in providing financial planning and portfolio management services to high-net-worth individuals, corporations, and charitable organizations. They manage over $835 million in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/28/2017 - Present
Guardian Financial Partners, LLC (Orange CA)
CA
07/01/2003 - 05/01/2017
WELLS FARGO CLEARING SERVICES, LLC (IRVINE CA)
NY
10/24/1997 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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