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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hung-en? Claim Your ProfileHung-en Lai is a financial advisor with over 14 years of experience in the financial services industry. Hung-en Lai is a CERTIFIED FINANCIAL PLANNER™ professional and currently works for Cetera Investment Advisers LLC in Los Angeles, California. Previously Hung-en Lai worked for Cetera Investment Services LLC, J.P. Morgan Securities LLC, Wells Fargo Advisors, LLC and Chase Investment Services Corp. Hung-en Lai holds the following licenses and registrations: Series 6, 7, 24, 63, and 65. Hung-en Lai specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
04/13/2022 - Present
Cetera Investment Advisers LLC (LOS ANGELES CA)
CA
02/18/2014 - 04/04/2022
CETERA INVESTMENT SERVICES LLC (PASADENA CA)
TX
12/04/2013 - 02/10/2014
J.P. MORGAN SECURITIES LLC (KATY TX)
TX
11/30/2012 - 12/05/2013
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
10/01/2012 - 12/03/2012
J.P. MORGAN SECURITIES LLC (HOUSTON TX)
TX
11/17/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
IA
Issued 04/01/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/14/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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