Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hung? Claim Your ProfileHung Chen is an investment advisor representative at R. F. Lafferty & CO., Inc., a company that offers investment advisory services to individuals and businesses. Hung has been in the industry since 1998 and has a broad range of experience working with both high-net-worth individuals and corporations. Hung holds several licenses and certifications, including the Series 7, Series 8, Series 24, and Series 63 exams, demonstrating Hung's commitment to providing excellent investment advice to clients. Hung's previous experience includes roles at Cathay Securities, Inc., Grace Financial Group LLC, and Schonfeld Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
11/02/2023 - Present
R. F. Lafferty & CO., Inc. (New York NY)
NY
10/02/2013 - 05/05/2023
CATHAY SECURITIES, INC. (NEW YORK NY)
NY
06/02/2010 - 10/26/2011
CATHAY SECURITIES, INC. (NEW YORK NY)
NY
03/31/2008 - 07/10/2008
GRACE FINANCIAL GROUP LLC (WILLISTON PARK NY)
NY
02/06/2004 - 01/18/2006
CATHAY SECURITIES, INC. (NEW YORK NY)
NY
11/12/1999 - 02/06/2002
SCHONFELD SECURITIES, LLC (JERICHO NY)
NY
07/23/1998 - 11/08/1999
ETG, L.L.C. (NEW YORK NY)
NY
10/02/1997 - 07/16/1998
ON-SITE TRADING, INC. (GREAT NECK NY)
TX
04/04/1996 - 05/15/1997
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
09/25/1995 - 03/29/1996
THE INVESTMENT CENTER, INC. (BEDMINSTER NJ)
NY
06/20/1994 - 09/26/1995
WANG INVESTMENT ASSOCIATES, INC. (NEW YORK NY)
VA
07/21/1993 - 05/31/1994
GNA SECURITIES, INC. (GLEN ALLEN VA)
VA
10/15/1992 - 03/02/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
06/01/1992 - 09/30/1992
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NA
02/04/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
01/26/1990 - 01/15/1991
CATHAY SECURITIES, INC. (NEW YORK NY)
NA
12/23/1986 - 02/02/1988
CHURCHILL SECURITIES, INC.
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/14/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/11/1990
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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