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Humza Shah Khan

Nylife Securities LLC

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About Humza Shah Khan

Humza Shah Khan is a registered representative with Nylife Securities LLC, a firm that provides investment advisory services. Humza has a strong background in the financial industry, having passed both the Series 7TO and SIE examinations. Humza is currently licensed in Florida and California, with active registrations in both states. Humza is committed to providing clients with exceptional service and guidance as they work towards their financial goals.

Firm Information

Humza Khan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Humza Khan’s Registration & Firm History

FL

02/10/2024 - Present

Nylife Securities LLC (MAITLAND FL)

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Licenses & Designations

BC

Issued 06/28/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/2024

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Humza Shah Khan.
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