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Humza Hashmi

Carty & Company, Inc.

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About Humza Hashmi

Humza Hashmi is a registered representative with Carty & Company, Inc. in Little Rock, Arkansas. Humza has passed the Series 63, Series 52TO, and SIE exams and is registered in Arkansas. Humza's current employment with Carty & Company, Inc. began on 8/9/2023.

Firm Information

Humza Hashmi is currently registered with Carty & Company, Inc.. Carty & Company, Inc. is a Corporation formed on October 7, 1970. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

51

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Humza Hashmi’s Registration & Firm History

AR

08/09/2023 - Present

Carty & Company, Inc. (Little Rock AR)

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Licenses & Designations

BC

Issued 08/23/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 07/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Humza Hashmi.
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