Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Humberto? Claim Your ProfileHumberto Javier Rivas is a financial advisor in South San Francisco, CA. Humberto is currently registered with Avantax Investment Services, Inc., a firm that provides financial services to individuals and families. Humberto has been in the financial services industry since 2006 and has experience in various areas of finance. Humberto is licensed to sell securities in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/02/2023 - Present
Avantax Investment Services, Inc. (South San Francisco CA)
NC
12/23/2020 - 04/30/2021
SUPREME ALLIANCE LLC (CHARLOTTE NC)
CA
01/18/2018 - 12/27/2018
ALLSTATE FINANCIAL SERVICES, LLC (SUNNYVALE CA)
CA
12/23/2014 - 02/18/2016
VALIC FINANCIAL ADVISORS, INC. (EMERYVILLE CA)
CA
10/30/2014 - 11/06/2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
06/21/2011 - 09/12/2012
EMERSON EQUITY LLC (SAN MATEO CA)
CA
09/17/2008 - 10/29/2008
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/06/2006 - 01/26/2007
M.L. STERN & CO., LLC. (SAN FRANCISCO CA)
BC
Issued 11/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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