Unclaimed
Humberto J. Bogani is a registered representative with J.p. Morgan Securities LLC. Humberto has been in the securities industry since 2004. Previously, Humberto worked at CHASE INVESTMENT SERVICES CORP., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, CHICAGO INVESTMENT GROUP, LLC and GUNNALLEN FINANCIAL, INC. Humberto has passed the Series 63, Series 99TO, SIE, and Series 7 exams. Humberto works out of the Columbus, OH branch office of J.p. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
07/28/2011 - Present
J.p. Morgan Securities LLC (Columbus OH)
FL
11/23/2009 - 07/29/2011
CHASE INVESTMENT SERVICES CORP. (MIAMI FL)
FL
12/07/2006 - 11/19/2009
METLIFE SECURITIES INC. (CORAL GABLES FL)
FL
12/07/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (CORAL GABLES FL)
FL
04/26/2005 - 09/22/2006
CHICAGO INVESTMENT GROUP, LLC (BOCA RATON FL)
FL
05/19/2004 - 04/29/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
BC
Issued 06/01/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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