Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Humberto? Claim Your ProfileHumberto Garcia-salas is a financial professional with over 15 years of experience in the industry. Humberto is currently registered with J.P. Morgan Securities LLC. Humberto previously worked for Greenhill & Co., LLC, UBS Securities LLC, UBS Financial Services Inc., Berenson & Company, LLC and J.P. Morgan Securities Inc. Humberto holds licenses for Series 63, Series 24, Series 79TO, SIE and Series 7. Humberto specializes in financial planning, pension consulting, selection of other advisors, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
08/09/2024 - Present
J.p. Morgan Securities LLC (ATLANTA GA)
NY
07/11/2016 - 05/09/2024
GREENHILL & CO., LLC (NEW YORK NY)
NY
11/27/2013 - 06/21/2016
UBS SECURITIES LLC (NEW YORK NY)
NY
06/07/2013 - 12/02/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
06/22/2010 - 03/08/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
09/30/2009 - 07/16/2010
BERENSON & COMPANY, LLC (NEW YORK NY)
NY
09/11/2007 - 06/20/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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