Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Humberto? Claim Your ProfileHumberto Moreno is a financial advisor with over 30 years of experience in the financial services industry. Currently, Humberto is an Investment Advisor Representative (IAR) with Strategic Financial Concepts, LLC. Previously, Humberto was a Registered Representative with LPL Financial LLC. Humberto holds the Series 6, 7 and 63 licenses along with the SIE Exam. Humberto is also a Chartered Financial Analyst (CFA). Humberto is a committed financial professional, with an emphasis on building lasting relationships with his clients. He strives to provide personalized financial strategies that are tailored to meet individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
General consulting and business planning services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Retainer fees
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2
TX
02/09/2017 - Present
Strategic Financial Concepts, LLC (Round Rock TX)
TX
04/05/2013 - 02/17/2023
LPL FINANCIAL LLC (ROUND ROCK TX)
ME
05/14/2010 - 04/02/2013
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
TX
02/12/2009 - 04/29/2010
NEXBANK SECURITIES INC (DALLAS TX)
TX
03/08/1999 - 06/19/2008
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
TX
07/26/1995 - 11/11/1998
FUND MANAGEMENT COMPANY (HOUSTON TX)
TX
01/29/1992 - 05/16/1995
A I M DISTRIBUTORS, INC. (HOUSTON TX)
BC
Issued 03/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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