Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Humberto? Claim Your ProfileHumberto Garcia is a financial advisor with Cetera Advisors LLC. Humberto is registered with the state of Texas. Humberto has been a financial advisor since 2007. Prior to joining Cetera Advisors LLC, Humberto worked at MML Investors Services, LLC and Farmers Financial Solutions, LLC. Humberto has passed the Series 6, Series 63, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
06/16/2021 - Present
Cetera Advisors LLC (HOUSTON TX)
TX
02/21/2018 - 12/31/2019
MML INVESTORS SERVICES, LLC (HOUSTON TX)
TX
06/27/2005 - 01/17/2018
FARMERS FINANCIAL SOLUTIONS, LLC (HOUSTON TX)
BC
Issued 06/28/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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