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Humberto David Sirvent

Entoro Securities, LLC

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About Humberto David Sirvent

Humberto David Sirvent is a securities professional with over 15 years of experience in the financial services industry. Humberto is currently registered with Entoro Securities, LLC in Houston, Texas. Prior to this, Humberto has held positions at UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Humberto holds a variety of licenses and qualifications including Series 7, Series 24, Series 31, Series 66, Series 99TO and SIE. Humberto is currently registered in Indiana, North Dakota, South Dakota and Texas.

Firm Information

Humberto Sirvent is currently registered with Entoro Securities, LLC. Entoro Securities, LLC, is a Limited Liability Company that was formed on May 28, 2008. The firm is registered with the SEC and is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Humberto Sirvent’s Registration & Firm History

TX

05/16/2016 - Present

Entoro Securities, LLC (HOUSTON TX)

TX

02/11/2014 - 06/23/2014

CHESTNUT EXPLORATION PARTNERS, INC. (RICHARDSON TX)

AZ

07/25/2008 - 02/07/2014

UBS FINANCIAL SERVICES INC. (PHOENIX AZ)

AZ

06/15/2005 - 07/28/2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)

NY

02/28/2005 - 06/13/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 03/24/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/01/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/04/2005

Series 31 - Futures Managed Funds Examination

BC

Issued 02/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Humberto David Sirvent. Review regulatory record here.
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