Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Humberto? Claim Your ProfileHumberto Minaya has been a Registered Representative for over 16 years. Humberto is a Registered Representative of Transamerica Retirement Advisors, LLC. Humberto holds FINRA Series 6, 7, 63, and 65 licenses, as well as the SIE license, and is licensed to offer advisory services in New York. Humberto has worked with J.P. Morgan Securities LLC and Chase Investment Services Corp. in the past. Humberto’s firm, Transamerica Retirement Advisors, LLC, specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. They manage a total of $16.2 billion in assets for clients, including $7.1 billion under discretionary management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/09/2022 - Present
Transamerica Retirement Advisors, LLC (New York NY)
NY
10/01/2012 - 04/08/2015
J.P. MORGAN SECURITIES LLC (BRONX NY)
NY
03/09/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BRONX NY)
IA
Issued 05/27/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/23/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2008
Series 7 - General Securities Representative Examination
BC
Issued 03/08/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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