Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hulon? Claim Your ProfileHulon Otis Warlick is an active Registered Representative and Investment Advisor Representative with Commonwealth Financial Network. Hulon has been in the financial services industry since 1995. Prior to joining Commonwealth Financial Network, Hulon was with First Tennessee Brokerage, Inc. for 9 years and AmSouth Investment Services, Inc. for 6 months. Hulon is registered with FINRA and has a Series 7, Series 26, Series 63 and Series 66 licenses. Hulon also holds a SIE license. Hulon specializes in retirement planning, college planning, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/20/2010 - Present
Commonwealth Financial Network (MEMPHIS TN)
TN
10/17/2001 - 11/03/2010
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
AL
06/29/2001 - 10/17/2001
AMSOUTH INVESTMENT SERVICES, INC. (BIRMINGHAM AL)
TN
11/30/1998 - 06/21/2001
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
MS
03/21/1995 - 11/09/1998
TRUSTMARK FINANCIAL SERVICES, INC. (JACKSON MS)
BOTH
Issued 06/14/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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