Unclaimed
Huiwen Chen is a financial advisor with Robinhood Financial, LLC. Huiwen is licensed to sell securities in 53 states and the District of Columbia. Huiwen has passed the Series 3, 7TO, 24, and 63 exams. Huiwen joined Robinhood Financial, LLC in October 2021 and has been registered with the firm since November 2023. Huiwen has been in the industry since February 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/07/2023 - Present
Robinhood Financial, LLC (Lake Mary FL)
FL
10/20/2021 - 06/30/2023
ROBINHOOD FINANCIAL, LLC (Lake Mary FL)
BC
Issued 11/04/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2023
Series 24 - General Securities Principal Examination
BC
Issued 06/01/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/20/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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