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Huijing Charlene Lim

Houlihan Lokey Capital, Inc.

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About Huijing Charlene Lim

Huijing Charlene Lim is a Registered Representative with Houlihan Lokey Capital, Inc. Huijing holds a Series 79, Series 63, and SIE license. Huijing has been in the securities industry since 2014. Huijing is registered with FINRA and the state of California.

Firm Information

Huijing Lim is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Huijing Lim’s Registration & Firm History

CA

03/06/2014 - Present

Houlihan Lokey Capital, Inc. (San Francisco CA)

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Licenses & Designations

BC

Issued 03/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/06/2014

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Huijing Charlene Lim.
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