Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui? Claim Your ProfileHui Xu is a financial advisor with over 25 years of experience in the industry. Hui has held various roles at financial institutions, including Morgan Stanley and Citigroup Global Markets Inc., where they have gained expertise in portfolio management and investment advisory services. Hui is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, Series 65, Series 7, and SIE licenses. They are currently registered in 22 states and the District of Columbia. Hui's areas of specialization include asset allocation, financial planning, and portfolio management for businesses and individuals. They are also a coordinator at the Stanford Financial and Risk Modeling Institute.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/10/2021 - Present
Morgan Stanley (Palo Alto CA)
CA
03/05/1998 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
IA
Issued 03/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/13/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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