Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui-wen? Claim Your ProfileHui-wen Shih is a financial advisor registered with Cetera Investment Advisers LLC in California and Texas. Hui-wen Shih has been in the securities industry since 2002 and is registered with FINRA as a Registered Representative. Hui-wen Shih has also passed the Series 65 and Series 63 exams. Prior to joining Cetera Investment Advisers LLC, Hui-wen Shih was employed by OneAmerica Securities, Inc. and Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/25/2024 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/23/2016 - 03/19/2020
ONEAMERICA SECURITIES, INC. (NEWPORT BEACH CA)
CA
07/04/2016 - 11/07/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (IRVINE CA)
NY
09/27/2002 - 03/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 09/01/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/27/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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