Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui-wen? Claim Your ProfileHui-Wen Shih is an Investment Advisor Representative with Cetera Investment Advisers LLC, working in Newport Beach, California. Hui-Wen has been in the financial industry for over 18 years and is licensed to provide investment advice in California and Texas. Hui-Wen previously worked at OneAmerica Securities, Inc., Transamerica Financial Advisors, Inc, and Morgan Stanley DW Inc.. Hui-Wen Shih's experience spans various areas within the financial industry, including investment management, financial planning, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
07/25/2024 - Present
Cetera Investment Advisers LLC (NEWPORT BEACH CA)
CA
12/23/2016 - 03/19/2020
ONEAMERICA SECURITIES, INC. (NEWPORT BEACH CA)
CA
07/04/2016 - 11/07/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (IRVINE CA)
NY
09/27/2002 - 03/25/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 9/1/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/18/2018
Series 7 - General Securities Representative Examination
BC
Issued 7/2/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/27/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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