Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui? Claim Your ProfileHui Wang is a registered securities representative with Tradeup Securities, Inc. Hui has a Series 7, Series 57TO, Series 63 and Series 79TO license. Hui is registered with the Financial Industry Regulatory Authority (FINRA) and holds a current registration in the state of New York. Hui has been in the securities industry since 2022. Hui is also registered in New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/13/2024 - Present
Tradeup Securities, Inc. (NEW YORK NY)
BC
Issued 01/23/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/23/2022
Series 57TO - Securities Trader Exam
BC
Issued 01/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Hui Wang is the right advisor for you? Invested Better is here to help.
