Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui? Claim Your ProfileHui Kim is a financial advisor associated with Wells Fargo Clearing Services, LLC. Hui is based in Woodstock, Georgia and has been a registered advisor for over 10 years. Hui has experience with portfolio management for businesses and individuals and provides investment consulting services to institutional clients. Hui is also associated with Wells Fargo Bank NA in Woodstock. Hui has held prior positions with MetLife Securities Inc. and Waddell & Reed, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
07/21/2017 - Present
Wells Fargo Clearing Services, LLC (WOODSTOCK GA)
GA
10/14/2015 - 05/25/2017
MML INVESTORS SERVICES, LLC (ATLANTA GA)
GA
04/10/2013 - 01/21/2015
MML INVESTORS SERVICES, LLC (ATLANTA GA)
GA
01/17/2012 - 12/06/2012
E*TRADE SECURITIES LLC (ALPHARETTA GA)
GA
11/06/2009 - 02/07/2012
METLIFE SECURITIES INC. (ATLANTA GA)
GA
06/02/2008 - 11/14/2008
WADDELL & REED, INC. (ATLANTA GA)
BOTH
Issued 07/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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