Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hui-chen? Claim Your ProfileHui-chen Chen is a financial advisor who has been in the industry for over 20 years. Hui-chen currently works for Citigroup Global Markets Inc., where she is registered as a broker-dealer and investment advisor representative in California and Texas. Hui-chen has a strong track record of success and a deep understanding of the financial markets. She is committed to providing personalized advice and helping clients achieve their financial goals. Prior to working at Citigroup, Hui-chen worked at Wells Fargo Clearing Services, LLC and Primevest Financial Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/22/2021 - Present
Citigroup Global Markets Inc. (Los Altos CA)
CA
05/25/2012 - 06/29/2021
WELLS FARGO CLEARING SERVICES, LLC (SUNNYVALE CA)
CA
10/06/2006 - 05/29/2012
PRIMEVEST FINANCIAL SERVICES, INC. (CUPERTINO CA)
CA
02/13/2004 - 10/06/2006
UVEST FINANCIAL SERVICES GROUP, INC. (CUPERTINO CA)
MN
08/05/2002 - 02/13/2004
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
BOTH
Issued 10/03/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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