Unclaimed
Hugo Xin Lee is a financial professional with experience in the securities industry. Hugo is currently registered with Nylife Securities LLC in Flushing, NY. Hugo holds the Series 6, Series 63, and SIE licenses and is registered in New York. Prior to joining Nylife Securities LLC, Hugo was associated with DIMENSION TRADING GROUP, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2017 - Present
Nylife Securities LLC (Flushing NY)
NY
04/25/2011 - 07/27/2011
DIMENSION TRADING GROUP, LLC (NEW YORK NY)
BC
Issued 01/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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