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Hugo Xin Lee

Nylife Securities LLC

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About Hugo Xin Lee

Hugo Xin Lee is a financial professional with experience in the securities industry. Hugo is currently registered with Nylife Securities LLC in Flushing, NY. Hugo holds the Series 6, Series 63, and SIE licenses and is registered in New York. Prior to joining Nylife Securities LLC, Hugo was associated with DIMENSION TRADING GROUP, LLC.

Firm Information

Hugo Lee is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hugo Lee’s Registration & Firm History

NY

05/25/2017 - Present

Nylife Securities LLC (Flushing NY)

NY

04/25/2011 - 07/27/2011

DIMENSION TRADING GROUP, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hugo Xin Lee.
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