Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Raynaldo Silva is a financial professional with over 9 years of experience in the financial services industry. Hugo is currently a Registered Representative with Wedbush Securities Inc. Prior to joining Wedbush Securities Inc., Hugo was employed with Ally Invest Securities LLC, Cetera Advisor Networks LLC, TD Ameritrade, Inc. and J.P. Morgan Securities LLC. Hugo holds the Series 6, 7, 63, 66, 99TO, and SIE licenses. Hugo is currently registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/06/2022 - Present
Wedbush Securities Inc. (LOS ANGELES CA)
NC
06/01/2021 - 10/06/2022
ALLY INVEST SECURITIES LLC (Charlotte NC)
CA
03/05/2019 - 05/06/2021
CETERA ADVISOR NETWORKS LLC (EL SEGUNDO CA)
CA
08/30/2018 - 10/04/2018
TD AMERITRADE, INC. (SAN LUIS OBISPO CA)
CA
04/20/2017 - 08/01/2018
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
07/30/2013 - 03/09/2017
J.P. MORGAN SECURITIES LLC (CULVER CITY CA)
BOTH
Issued 09/28/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2018
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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