Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Pedro Guerola is an investment advisor representative with Wells Fargo Clearing Services, LLC. Hugo has been in the securities industry since 2008. Hugo's previous experience includes PFS INVESTMENTS INC., where Hugo worked from 2008 until 2016. Hugo holds licenses for Series 6, 7, 63 and 65. Hugo has registrations in multiple states. Hugo is affiliated with Wells Fargo Clearing Services, LLC, which is a large firm headquartered in St. Louis, MO with over $10 billion - $50 billion in assets under management. Wells Fargo Clearing Services, LLC provides investment consulting services to institutional clients, as well as financial planning, pension consulting and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
05/01/2018 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
03/19/2008 - 09/19/2016
PFS INVESTMENTS INC. (CHARLOTTE NC)
IA
Issued 04/27/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hugo Guerola is the right advisor for you? Invested Better is here to help.
