Unclaimed
Hugo Navarro is a financial professional with over eight years of experience in the financial services industry. Hugo is currently registered with Nylife Securities LLC and holds Series 6 and 63 licenses, as well as the SIE exam. Hugo has previously held positions at HSBC Securities (USA) Inc. and Wells Fargo Clearing Services, LLC. Hugo's focus is on providing investment advice and financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/09/2022 - Present
Nylife Securities LLC (GLENDALE CA)
CA
08/15/2019 - 09/18/2020
HSBC SECURITIES (USA) INC. (Woodland Hills CA)
CA
08/01/2014 - 07/17/2019
WELLS FARGO CLEARING SERVICES, LLC (WESTLAKE VILLAGE CA)
BC
Issued 08/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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